Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Wilder Korth | 1091113 | 4 | 02/04/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Harold Frankel | 1238819 | 1 | 01/01/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Jerome Markman | 1815115 | 1 | 11/07/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm Edward McGuire | 1319832 | 2 | 08/07/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Griffith Hassenmiller | 1403351 | 1 | 08/07/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Lawrence Jansen | 1148632 | 2 | 06/05/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Rose Limoges | 734263 | 3 | 04/16/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sidney Bennett Gervais | 2241579 | 2 | 03/15/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael R McCoy | 1871411 | 1 | 01/15/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph MacK Aaron | 1002525 | 2 | 01/11/1996 | Civil | Final | $0.00 | $0.00 | See FINRA Report |