Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arch Vincent Zellick | 1227923 | 4 | 11/12/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Sedkey Saydein | 1016024 | 6 | 10/24/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Herbert Foreman | 1395513 | 2 | 10/09/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Carolyn Fay Munn | 1903228 | 2 | 10/09/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Judah Liev Wernick | 1633006 | 7 | 09/30/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Solow | 1022622 | 1 | 08/08/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Sedkey Saydein | 1016024 | 6 | 08/01/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Robert Fabregas | 1372757 | 5 | 04/10/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Sedkey Saydein | 1016024 | 6 | 03/13/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Sedkey Saydein | 1016024 | 6 | 03/01/1997 | Civil | Final | $0.00 | $0.00 | See FINRA Report |