Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Philip Layson | 2207134 | 3 | 04/20/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Pierce Archer | 722700 | 1 | 03/18/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Scott Bernstein | 1636604 | 3 | 02/16/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Reuben Donnelley Peters | 1329222 | 5 | 02/01/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew John Kurkulis | 2023928 | 2 | 02/01/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Laurence Cohen | 1815054 | 4 | 01/27/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Brenden Gebben | 2962975 | 1 | 01/07/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Ernest Domine | 2202279 | 2 | 01/07/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Palermo | 5101931 | 4 | 01/01/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Byron Foster | 1256409 | 4 | 10/19/1998 | Civil | Final | $0.00 | $0.00 | See FINRA Report |