Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Shannon Dwyer | 1048857 | 3 | 09/28/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Ray Myatt | 1204148 | 4 | 09/02/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James L Binge | 2188655 | 7 | 08/27/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Brian Kessler | 2255869 | 2 | 08/18/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Francis Fahey | 1618978 | 3 | 08/04/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Gregory Brudnicki | 2248969 | 1 | 07/23/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Buddy Hanna | 1369288 | 7 | 05/27/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Hudson Follett | 1907335 | 5 | 05/27/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Gary Lederman | 1450507 | 2 | 05/26/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jonah Rosenblatt | 2276369 | 2 | 05/26/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |