Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Aron Oleg Bronstein | 2293834 | 9 | 02/17/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Richard Tursi | 2174505 | 2 | 02/10/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
David Michael Weeks | 2280967 | 6 | 02/10/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Scott Adam Brander | 2300933 | 8 | 01/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Victor Conwell | 2095817 | 4 | 01/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Louis Michael Lombardi | 2185730 | 5 | 01/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Craig Michael Skop | 2301924 | 4 | 01/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Van Roberson Lewis | 1562328 | 11 | 11/19/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Charles Ray Roberts | 1284923 | 3 | 11/16/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Cristan Kinnard Blackman | 1128147 | 3 | 11/16/1999 | Civil | Final | $0.00 | $0.00 | See FINRA Report |