Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald Lowell Wackler | 1560590 | 4 | 05/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Danny Ray Mayfield | 1805643 | 2 | 05/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Stephen Ted Hoyl | 2131738 | 2 | 05/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
William Edward Busacker | 1236461 | 2 | 05/30/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Zoltan Thomas Eke | 1047898 | 1 | 04/10/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Roland E McLean | 5470634 | 2 | 03/27/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Shan Michael Hefley | 1320133 | 3 | 03/21/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Gordon Kelly Allen | 2007707 | 2 | 03/14/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Chad Loren Conner | 2260113 | 2 | 03/14/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Tomer Matthew Yuzary | 2235458 | 10 | 02/17/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |