Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Richard Payne | 1726425 | 3 | 08/10/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Guy Danker | 2000099 | 5 | 08/10/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Renny Bogue | 1588216 | 4 | 07/17/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Gerald Johnson | 1377623 | 3 | 07/11/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Francis Cuneo | 1645247 | 1 | 06/23/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ivy Lynn Gilbert | 1362276 | 3 | 06/07/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Allen Goodhue | 1684209 | 2 | 06/07/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Martin Carlson | 1442887 | 4 | 06/01/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Wayne Sparkman | 1029275 | 2 | 05/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Claude Gerald Cossu | 1256075 | 4 | 05/31/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |