Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Edward Fitzgerald | 1954287 | 3 | 12/27/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Harry Wickham Baxter | 1194108 | 5 | 12/21/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Guy Fiore | 2225944 | 7 | 12/12/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Hammack | 1203159 | 2 | 12/05/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Carey Canouse | 1708293 | 4 | 11/14/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Martinez | 2290114 | 3 | 11/07/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Guillermo Gustavo Wydler | 2290117 | 2 | 11/07/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lewis Hancock | 1949866 | 3 | 09/20/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Guyer | 1292105 | 4 | 09/18/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Regald Byron Smith | 1036922 | 3 | 09/06/2000 | Civil | Final | $0.00 | $0.00 | See FINRA Report |