Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Clayton Geiger | 1712171 | 5 | 10/11/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Clayton Geiger | 1712171 | 5 | 10/11/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Wittman | 1618901 | 1 | 09/10/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Theodore Helm | 1542727 | 2 | 07/30/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| William Dennis Clark | 1047496 | 2 | 07/06/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Raymond Malizia | 1722885 | 2 | 04/02/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Derrick Nino McKinney | 2059885 | 2 | 04/02/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Wayne Pinto | 1402339 | 3 | 03/22/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Dominick Joseph Savino | 1567694 | 2 | 03/22/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Jean Breckenridge | 1948853 | 3 | 03/22/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |