Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darcy Lee Bergen | 6568462 | 4 | 01/22/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Vernon Trenniss Hall | 1050003 | 2 | 01/04/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Edward Hargrave | 237058 | 2 | 01/04/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gregory Cook | 1147329 | 4 | 12/19/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Jose Maldonado | 1589148 | 2 | 12/19/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Samer Mouhib Elbizri | 6117309 | 3 | 12/10/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ira Evan Greenberg | 2180023 | 1 | 11/27/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Patrick Canouse | 2236469 | 2 | 11/05/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Longacre Bentley | 1242499 | 4 | 10/23/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gordon Cloud | 3021086 | 7 | 10/16/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |