Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vivian Emily Hagen | 1505017 | 3 | 04/22/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Erich Anderson Kline | 2263691 | 3 | 04/17/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Mazzucco | 1888526 | 1 | 04/08/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Vernon Wood Shiflett | 1275344 | 4 | 04/01/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Patrick Abresch | 2280271 | 8 | 03/14/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Skousen | 1964814 | 4 | 02/22/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Wayne Tyler | 2075003 | 3 | 02/21/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Rea Christopher Hanna | 1457414 | 2 | 02/20/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Alifehim Nur Prodani | 1435178 | 2 | 01/31/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Cesare Joseph Iori | 2159836 | 6 | 01/24/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |