Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Anthony Hewitt | 1006825 | 3 | 07/12/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Laurene U English | 2303772 | 3 | 06/27/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Phillip Waldon | 1075634 | 2 | 06/26/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Arden Householder | 1516490 | 4 | 06/11/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard McNair Wooten | 1396571 | 2 | 05/24/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Pierre Olivier Sarkozy | 2106068 | 1 | 05/13/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Carl Sprecher | 1579184 | 4 | 05/10/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Sylvain Miller | 2025341 | 2 | 05/10/2002 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven S Goldberg | 1436398 | 2 | 05/07/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Taylor | 1558263 | 3 | 05/02/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |