Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John Nolan | 730316 | 6 | 12/17/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Joan Kent | 2027479 | 2 | 11/12/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Wendell Duane Belden | 1324913 | 6 | 10/30/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Mark Cunningham | 2102140 | 2 | 10/29/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph David Cochran | 1184736 | 1 | 10/25/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Angelo Paul Koupas | 2171274 | 2 | 09/30/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Browning Rowe | 2310978 | 7 | 09/30/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Barrios | 2155478 | 4 | 08/27/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Disalvo | 1107767 | 1 | 08/07/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew John Beaulieu | 2233143 | 4 | 07/31/2002 | Civil | Final | $0.00 | $0.00 | See FINRA Report |