Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Baldwin | 1916044 | 5 | 06/26/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Earl Urban Bravo | 2034052 | 4 | 06/26/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Peter E Bacanovic | 2416631 | 3 | 06/04/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gerard Brooks | 2099744 | 2 | 06/03/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Benjamin Grubman | 1505636 | 109 | 04/28/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Zwick | 1697439 | 2 | 04/21/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Jon Odonnell | 1734439 | 2 | 04/21/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Esty Fitts | 1150715 | 1 | 04/10/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Helms Bayly | 15426 | 1 | 03/17/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Samuel Furst | 2013134 | 2 | 03/17/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |