Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Isaac Lapin | 1020096 | 3 | 08/20/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Carl Wigginton | 1747291 | 1 | 08/20/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Palovchik | 1271709 | 1 | 07/24/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall Lew Schield | 1370052 | 4 | 07/23/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Harrison Edmunds | 1251454 | 3 | 07/14/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Stone Clark | 861962 | 5 | 07/07/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Bentura Oldham | 1932328 | 2 | 07/07/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Alphonso Chapman | 1135015 | 8 | 06/26/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Alphonso Chapman | 1135015 | 8 | 06/26/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Baldwin | 1916044 | 5 | 06/26/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |