Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terese Eileen Herwick | 4556810 | 2 | 10/06/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Jandrain | 2277579 | 3 | 10/02/2003 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Dana Niles Frankfort | 2243930 | 2 | 09/30/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Dean Bogdonoff | 2013035 | 2 | 09/29/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Duane Brouillette | 1689348 | 6 | 09/25/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Russ Ralph Luciano | 2984264 | 3 | 09/15/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Jandrain | 2277579 | 3 | 09/10/2003 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| John Mason Youngdahl | 1647657 | 2 | 09/04/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Robert Martin | 1370989 | 2 | 08/28/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Hiromu Tamura | 1490110 | 2 | 08/28/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |