Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Ernest Muth | 1436358 | 5 | 11/05/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Emmett Shannon | 731092 | 5 | 11/04/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Joseph Druffner | 2075497 | 3 | 11/04/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Skifter Ajro | 2180169 | 4 | 11/04/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Jandrain | 2277579 | 3 | 11/03/2003 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Clyde Nathaniel Carlson | 2618235 | 1 | 10/29/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Strafaci | 1159917 | 5 | 10/29/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Michael Scott | 6086509 | 3 | 10/28/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Omid Kamshad | 6087236 | 3 | 10/28/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Andrew White | 1961451 | 4 | 10/09/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |