Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin William Boyle | 1074381 | 2 | 02/26/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Leon Levy | 1848558 | 1 | 02/19/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Sebastiano Marone | 1960154 | 2 | 02/13/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Humberto Soto | 1423330 | 4 | 02/11/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Kirk | 1204425 | 9 | 01/07/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Patrick Pierce | 1612372 | 5 | 12/31/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jilaine Hummel Bauer | 1440916 | 1 | 12/12/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Grant Darrin Seeger | 1321295 | 1 | 11/25/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan James Hawes | 859423 | 4 | 11/20/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kosta Sever Kovachev | 1400181 | 1 | 11/10/2003 | Civil | Final | $0.00 | $0.00 | See FINRA Report |