Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Weldon Robert Warren | 2219743 | 2 | 05/13/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Dwain Davis | 2244865 | 7 | 05/12/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lynnwood Jen | 2198343 | 2 | 05/10/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Treadway | 1681478 | 3 | 05/06/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Stuart Strong | 1465578 | 5 | 05/01/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dirk Roberts | 1139510 | 3 | 04/29/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Lester Sacks | 1489838 | 1 | 04/22/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert David Bewkes | 2167666 | 3 | 04/07/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Stephen Adams | 1186331 | 2 | 03/10/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Mitchell Fine | 2303062 | 3 | 02/26/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |