Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey George Nunez | 1580759 | 7 | 01/28/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James J Caprio | 1739645 | 5 | 01/28/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Susana Perales Longo | 1970224 | 3 | 01/20/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Benjamin Fasciano | 2478849 | 4 | 01/10/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott B Gann | 2383206 | 3 | 01/10/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Darrell Brown | 3063305 | 2 | 12/04/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Phillip Stone | 6248710 | 2 | 11/17/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bradford Chester Bleidt | 1059383 | 3 | 11/12/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth William Corba | 1557407 | 4 | 11/10/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Garner Oleson | 3129451 | 5 | 11/04/2004 | Civil | Final | $0.00 | $0.00 | See FINRA Report |