Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Richie | 1870849 | 2 | 01/20/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Richard Spiranac | 1059307 | 3 | 01/19/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Karnig Haig Durgarian | 1178164 | 2 | 12/30/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Robert Lund | 2192666 | 6 | 12/15/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Applegate | 1560240 | 3 | 10/07/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Leeroy Allen | 1569247 | 1 | 09/29/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Israel | 1926977 | 6 | 09/29/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Israel | 1926977 | 6 | 09/29/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Jean Sears-Million | 2194960 | 3 | 09/26/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Cantwell Paul Sandifur Jr | 1208656 | 3 | 09/22/2005 | Civil | Final | $0.00 | $0.00 | See FINRA Report |