Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Joseph Spinner | 2259971 | 2 | 04/04/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth von Kohorn | 1163037 | 5 | 04/01/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sherwin Presly Brown | 1842423 | 5 | 03/29/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Francis Coughlin | 2513169 | 4 | 03/21/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Franklyn Malin | 1178312 | 9 | 03/21/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thorp | 1698968 | 1 | 03/14/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Eileen Vaughn | 1092117 | 3 | 03/02/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk Sean Wright | 4649931 | 5 | 02/27/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Gaberdiel Addison | 1422270 | 2 | 02/14/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Harlan Wilson | 1337224 | 4 | 01/31/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |