Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Alan Gay | 1829623 | 4 | 10/19/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Steven Ben Markovitz | 2250307 | 2 | 10/11/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Gene Thomas Mancinelli | 1590679 | 3 | 10/02/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Charles Wesley Rhodes | 1110257 | 5 | 09/21/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Jay Clyman | 824529 | 2 | 09/14/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Michael Lawrence Silver | 2365231 | 2 | 08/28/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Brian Powell Corbett | 2587426 | 2 | 08/28/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Jason N Ginder | 1577288 | 4 | 08/28/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Knox Harwell Fuqua | 2232177 | 3 | 08/28/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Peter Dale Kirschner | 2015054 | 6 | 08/08/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |