Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Joseph Landzberg | 1960111 | 1 | 05/30/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thanh Viet Jeremy Cao | 4830211 | 2 | 05/22/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Wertheim | 2660513 | 1 | 05/15/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert David Fuchs | 2305332 | 2 | 05/15/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Peter Luscko | 2085123 | 3 | 04/27/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Courtney Gardner | 5278182 | 1 | 04/17/2007 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Louis William Welt | 4480948 | 2 | 03/28/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchel Scott Guttenberg | 1534113 | 4 | 03/01/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Kopsky | 1843676 | 2 | 02/26/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stewart Ross Flink | 1224570 | 2 | 02/26/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |