Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel William Carnevale | 41099 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $250,000.00 | $93,000.00 | See FINRA Report |
| John Xavier Magnesio | 1236188 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $3,105.13 | $3,105.13 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $12,000.00 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $15,000.00 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $22,000.00 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $25,000.00 | See FINRA Report |
| Michael Lambert Otten | 1192252 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $29,644.30 | $13,025.00 | See FINRA Report |
| Steven Kerstein | 871661 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $269,000.00 | $75,000.00 | See FINRA Report |
| Richard Bown Glassburn | 222800 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $5,500.00 | See FINRA Report |
| Keith Franklin Knight | 272392 | 3 | 11/30/-0001 | Customer Dispute | Award / Judgment | $30,000.00 | $7,850.00 | See FINRA Report |