Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Laurence Sandor | 1011766 | 1 | 12/19/1978 | Customer Dispute | Award / Judgment | $305,259.00 | $118,952.00 | See FINRA Report |
| Melvin Jack Loeser | 311636 | 3 | 07/14/1978 | Customer Dispute | Award / Judgment | $11,000.00 | $11,902.80 | See FINRA Report |
| John Farwell Howe | 862291 | 3 | 03/01/1978 | Customer Dispute | Award / Judgment | $0.00 | $3,243.00 | See FINRA Report |
| Douglas Gorden Green | 1042757 | 1 | 01/01/1978 | Customer Dispute | Award / Judgment | $2,000.00 | $2,000.00 | See FINRA Report |
| Lucian Philip Madda | 1120945 | 3 | 01/01/1978 | Customer Dispute | Award / Judgment | $9,000.00 | $0.00 | See FINRA Report |
| Mark Steven Gardner | 832102 | 11 | 10/03/1977 | Customer Dispute | Award / Judgment | $6,011.00 | $1,200.00 | See FINRA Report |
| Joseph Patrick Tota | 448374 | 3 | 10/01/1976 | Customer Dispute | Award / Judgment | $20,000.00 | $8,000.00 | See FINRA Report |
| Robert Gottdener | 226341 | 1 | 04/15/1976 | Customer Dispute | Award / Judgment | $0.00 | $18,750.00 | See FINRA Report |
| Maxwell Harrison Bloom | 23931 | 1 | 11/24/1975 | Customer Dispute | Award / Judgment | $475,000.00 | $125,000.00 | See FINRA Report |
| Pat Westmoreland | 464093 | 1 | 10/29/1975 | Customer Dispute | Award / Judgment | $200,000.00 | $25,000.00 | See FINRA Report |