Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jamie John Worden | 4637404 | 26 | 08/25/2021 | Customer Dispute | Award / Judgment | $1,606,030.00 | $0.00 | See FINRA Report |
| Jamie John Worden | 4637404 | 26 | 08/24/2021 | Customer Dispute | Award / Judgment | $87,571.00 | $0.00 | See FINRA Report |
| Jamie John Worden | 4637404 | 26 | 08/23/2021 | Customer Dispute | Award / Judgment | $25,918.60 | $0.00 | See FINRA Report |
| Michael Christopher Blumer | 4861312 | 4 | 08/23/2021 | Customer Dispute | Award / Judgment | $48,177.90 | $48,600.00 | See FINRA Report |
| Craig Sherman Thistlethwaite | 2507050 | 2 | 08/17/2021 | Customer Dispute | Award / Judgment | $6,101,020.00 | $0.00 | See FINRA Report |
| David Michael Karandos | 1934119 | 13 | 08/12/2021 | Customer Dispute | Award / Judgment | $314,565.00 | $0.00 | See FINRA Report |
| Jamie John Worden | 4637404 | 26 | 07/29/2021 | Customer Dispute | Award / Judgment | $305,581.00 | $0.00 | See FINRA Report |
| Joseph Francis Valdini | 5517610 | 8 | 07/29/2021 | Customer Dispute | Award / Judgment | $1,277,630.00 | $0.00 | See FINRA Report |
| Dwayne Jude Bullen | 6394076 | 5 | 07/29/2021 | Customer Dispute | Award / Judgment | $1,277,630.00 | $0.00 | See FINRA Report |
| Donald Maurer Dowd | 1870120 | 1 | 07/16/2021 | Customer Dispute | Award / Judgment | $1,038,000.00 | $891,493.00 | See FINRA Report |