Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Goldstein | 707170 | 2 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $75,000.00 | See FINRA Report |
| John Robert Swafford | 725396 | 2 | 11/30/-0001 | Customer Dispute | Award / Judgment | $1,073.25 | $1,015.40 | See FINRA Report |
| Charles William Wright | 809382 | 7 | 11/30/-0001 | Customer Dispute | Award / Judgment | $1,000,000.00 | $350,000.00 | See FINRA Report |
| Robert Henry Chonski | 818889 | 3 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $212,000.00 | See FINRA Report |
| George Joseph Grossman | 825183 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $30,000.00 | $3,500.00 | See FINRA Report |