Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wulff, Hansen & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Hughes Pressman | 367444 | 2 | 07/03/2012 | Customer Dispute | Pending | $370,000.00 | $0.00 | See FINRA Report |
Kim B Tu | 2047262 | 3 | 09/04/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kim B Tu | 2047262 | 3 | 11/09/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark Hughes Pressman | 367444 | 2 | 04/13/1999 | Customer Dispute | Settled | $267,000.00 | $0.00 | See FINRA Report |
Kim B Tu | 2047262 | 3 | 02/07/1997 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Benjamin Harvey Levine | 501479 | 13 | 04/19/1995 | Customer Dispute | Settled | $90,800.00 | $0.00 | See FINRA Report |
Benjamin Harvey Levine | 501479 | 13 | 07/09/1994 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Benjamin Harvey Levine | 501479 | 13 | 04/01/1993 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Benjamin Harvey Levine | 501479 | 13 | 10/16/1992 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Benjamin Harvey Levine | 501479 | 13 | 11/20/1991 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |