Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Mitchell Lask | 1197268 | 18 | 03/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ali Iman Matin | 5971263 | 1 | 02/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 02/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Donald White | 1600041 | 1 | 01/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 01/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Mitchell Lask | 1197268 | 18 | 11/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin James Jordan | 2677951 | 1 | 10/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terence Douglas Welsh | 2270902 | 4 | 08/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Rae Fillhart | 1481003 | 1 | 06/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 03/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |