Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chadwick C Collins | 2597677 | 8 | 03/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Duvall Lee | 2642980 | 4 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Luangpraseuth | 7060113 | 1 | 02/19/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 01/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Ian Stieff | 2015785 | 3 | 11/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Arnold | 2854371 | 3 | 10/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Duvall Lee | 2642980 | 4 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles J Hilliard | 2827723 | 4 | 09/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Mitchell Lask | 1197268 | 18 | 08/31/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Moshe Katri | 2192511 | 1 | 07/17/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |