Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles J Hilliard | 2827723 | 4 | 10/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Marc Hutkin | 1344519 | 5 | 09/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 09/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Mitchell Lask | 1197268 | 18 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Blair Knoth | 869097 | 2 | 08/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Delzio | 6144787 | 1 | 08/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Guy Corcoran | 2408185 | 5 | 07/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Roger Hirons | 2424566 | 5 | 04/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patricia Guadalupe Arendt | 2963094 | 1 | 03/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 01/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |