Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fletcher Blalock | 841967 | 10 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Smallman | 1022862 | 1 | 07/08/2019 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Mark Bonaccini | 2071614 | 3 | 06/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joel Dale Farnsworth | 1980052 | 3 | 04/29/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Alicia Dawn Sorensen | 4318135 | 1 | 03/05/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Sean Howard | 2201547 | 1 | 01/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 12/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin Curt Holcomb | 1540021 | 7 | 11/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 11/15/2018 | Customer Dispute | Settled | $998,000.00 | $0.00 | See FINRA Report |