Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Joseph Frank | 1544503 | 8 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Frederic Limmer | 1445011 | 1 | 11/30/-0001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Eddie Shu Fung | 2622816 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |