Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Elizabeth Lanphear | 2811387 | 1 | 07/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew H Lee | 2257654 | 2 | 02/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Marc Hutkin | 1344519 | 5 | 02/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Lester Swain | 2642336 | 3 | 01/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew H Lee | 2257654 | 2 | 11/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Roger Hirons | 2424566 | 5 | 08/26/2019 | Customer Dispute | Settled | $712,080.00 | $0.00 | See FINRA Report |
| Guy Corcoran | 2408185 | 4 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Dale Farnsworth | 1980052 | 2 | 07/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Smallman | 1022862 | 1 | 07/08/2019 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |