Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Charles Seymour | 806254 | 1 | 11/27/1990 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Michael Benjamin James | 1627261 | 1 | 10/08/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Franklin Roosevelt Farr | 204679 | 2 | 06/01/1986 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Patrick Coleman Lettice | 1201408 | 4 | 05/25/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Coleman Lettice | 1201408 | 4 | 01/16/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Paul Lazzaro | 304489 | 9 | 08/17/1983 | Customer Dispute | Award / Judgment | $29,353.50 | $17,723.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 12/10/1982 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 07/01/1982 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Terrence Anthony Scott | 1977582 | 1 | 03/02/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Coleman Lettice | 1201408 | 4 | 02/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |