Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Michael Miller | 1133692 | 2 | 04/06/1998 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jonathan Michael Jones | 5058794 | 1 | 01/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stefano Safaei | 3048736 | 3 | 09/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stefano Safaei | 3048736 | 3 | 09/06/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Scott Titus | 720801 | 1 | 04/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Ian Stieff | 2015785 | 3 | 03/27/1997 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Marc Michael Miller | 1133692 | 2 | 03/14/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Rodney Louis Caudillo | 2155863 | 4 | 04/11/1996 | Customer Dispute | Settled | $15,021.00 | $0.00 | See FINRA Report |
| Rodney Louis Caudillo | 2155863 | 4 | 04/11/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Nelson Sperling | 1230664 | 1 | 12/31/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |