Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Alan Ross | 404927 | 13 | 10/11/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Eddie Shu Fung | 2622816 | 3 | 09/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Duane Krmpotich | 275679 | 3 | 08/23/1999 | Customer Dispute | Settled | $126,500.00 | $0.00 | See FINRA Report |
| Michael Duane Krmpotich | 275679 | 3 | 06/14/1999 | Customer Dispute | Settled | $56,249.80 | $0.00 | See FINRA Report |
| Robin Curt Holcomb | 1540021 | 7 | 04/15/1999 | Customer Dispute | Settled | $34,682.10 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 03/18/1999 | Customer Dispute | Settled | $123,900.00 | $0.00 | See FINRA Report |
| Robin Curt Holcomb | 1540021 | 7 | 12/21/1998 | Customer Dispute | Settled | $353,600.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 11/19/1998 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Scott Alling | 1013684 | 2 | 10/01/1998 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| John Blair Knoth | 869097 | 2 | 09/18/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |