Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Yoel Edunn | 2968666 | 2 | 11/03/2000 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
John Alex Drevon | 2150792 | 2 | 07/02/2000 | Customer Dispute | Settled | $7,574.79 | $0.00 | See FINRA Report |
Yoel Edunn | 2968666 | 2 | 05/12/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael F Stuart | 2346444 | 2 | 04/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John Robert McParlane | 1148835 | 1 | 03/20/2000 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |
Albert G Fong | 705434 | 1 | 01/13/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeffrey Allen Hegstrom | 1761015 | 2 | 12/15/1999 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
Carol Valentin Munoz | 1890217 | 2 | 12/14/1999 | Customer Dispute | Settled | $5,953.00 | $0.00 | See FINRA Report |
James Reeve Larew | 2322343 | 1 | 11/24/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Charles Paul Lazzaro | 304489 | 9 | 11/03/1999 | Customer Dispute | Settled | $29,913.80 | $0.00 | See FINRA Report |