Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Joseph Frank | 1544503 | 8 | 09/30/2003 | Customer Dispute | Final | $2,000,000.00 | $0.00 | See FINRA Report |
| Dreux McNairy | 329942 | 2 | 09/05/2003 | Customer Dispute | Settled | $258,000.00 | $0.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 07/16/2003 | Customer Dispute | Settled | $322,000.00 | $0.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 06/27/2003 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| David Roger Hirons | 2424566 | 5 | 06/23/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 04/27/2003 | Customer Dispute | Settled | $99,900.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 03/31/2003 | Customer Dispute | Settled | $8,881,210.00 | $0.00 | See FINRA Report |
| Anthony Richard Temple II | 4448079 | 1 | 03/05/2003 | Customer Dispute | Settled | $18,499.00 | $0.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 02/26/2003 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 12/18/2002 | Customer Dispute | Settled | $117,000.00 | $0.00 | See FINRA Report |