Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roc William Willis | 1110815 | 2 | 01/14/2002 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 10/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 10/03/2001 | Customer Dispute | Settled | $212,216.00 | $0.00 | See FINRA Report |
| Christopher Sakamaki | 1646165 | 1 | 10/01/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Calvin James Heck | 1025767 | 1 | 09/10/2001 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 08/31/2001 | Customer Dispute | Denied | $5,551.00 | $0.00 | See FINRA Report |
| Roc William Willis | 1110815 | 2 | 08/07/2001 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| Dru W Argue | 2399234 | 2 | 07/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hilton Malinger | 5201626 | 1 | 04/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Francis Deymonaz | 1409082 | 1 | 01/22/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |