Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Andrew Swanson | 2788822 | 4 | 11/15/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Blas Monaco | 7550756 | 1 | 11/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 11/05/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| David Roger Hirons | 2424566 | 5 | 10/29/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Andrew Henderson | 3147515 | 2 | 07/10/2002 | Customer Dispute | Denied | $32,814.40 | $0.00 | See FINRA Report |
| Michael F Stuart | 2346444 | 2 | 06/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Ward | 1805369 | 3 | 04/30/2002 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 03/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Ward | 1805369 | 3 | 03/25/2002 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Eddie Shu Fung | 2622816 | 3 | 01/31/2002 | Customer Dispute | Settled | $865,000.00 | $0.00 | See FINRA Report |