Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Chadwick C Collins | 2597677 | 8 | 11/22/2021 | Customer Dispute | Pending | $2,375,000.00 | $0.00 | See FINRA Report |
Chadwick C Collins | 2597677 | 8 | 11/09/2021 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
Andrew Walter Druch | 1688071 | 1 | 07/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Chadwick C Collins | 2597677 | 8 | 06/15/2021 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
Frank William Epinger | 2009217 | 1 | 05/14/2021 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
Dreux McNairy | 329942 | 2 | 05/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Guy Corcoran | 2408185 | 4 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jazmin Gabriela Carpenter | 2696872 | 2 | 11/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Carol Valentin Munoz | 1890217 | 2 | 10/23/2020 | Customer Dispute | Denied | $160,752.00 | $0.00 | See FINRA Report |
Mark Mitchell Bluestein | 2168876 | 2 | 09/11/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |