Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wendi J Dubois | 5240475 | 1 | 05/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 04/13/2022 | Customer Dispute | Settled | $466,450.00 | $0.00 | See FINRA Report |
| Jazmin Gabriela Carpenter | 2696872 | 2 | 03/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Hornkohl | 1674268 | 1 | 01/11/2022 | Customer Dispute | Denied | $8,578.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 11/22/2021 | Customer Dispute | Settled | $2,375,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 11/09/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Chadwick C Collins | 2597677 | 8 | 06/15/2021 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Dreux McNairy | 329942 | 2 | 05/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Corcoran | 2408185 | 5 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cole Petersen | 7034669 | 2 | 02/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |