Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Marc Hutkin | 1344519 | 5 | 10/08/2008 | Customer Dispute | Settled | $52,958.00 | $0.00 | See FINRA Report |
| William Henry Sandeman | 831384 | 3 | 10/02/2008 | Customer Dispute | Denied | $16,806.60 | $0.00 | See FINRA Report |
| Thomas A Packer | 1805351 | 5 | 09/16/2008 | Customer Dispute | Denied | $12,112.00 | $0.00 | See FINRA Report |
| Mark Mitchell Bluestein | 2168876 | 2 | 09/09/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Rubinstein | 2202103 | 1 | 07/15/2008 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| John Alex Drevon | 2150792 | 2 | 12/18/2007 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 11/30/2007 | Customer Dispute | Denied | $74,817.00 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 11/27/2007 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| David Campbell Smith | 2226849 | 2 | 11/06/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Terence Douglas Welsh | 2270902 | 4 | 10/22/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |