Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Mitchell Lask | 1197268 | 18 | 04/18/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Scott Alling | 1013684 | 2 | 12/22/2010 | Customer Dispute | Award / Judgment | $25,000.00 | $12,371.00 | See FINRA Report |
| William Francis Cleary | 2676518 | 3 | 12/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Duane Krmpotich | 275679 | 3 | 12/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 12/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Stuart Segall | 1071881 | 1 | 09/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas A Packer | 1805351 | 5 | 09/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Eismont | 2390303 | 1 | 06/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Ward | 1805369 | 3 | 06/04/2010 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Richard Scott Graham | 1898337 | 3 | 06/04/2010 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |