Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Louis Caudillo | 2155863 | 4 | 03/19/2012 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Phillip Fisher Frink | 214873 | 2 | 03/05/2012 | Customer Dispute | Denied | $4,457,450.00 | $0.00 | See FINRA Report |
| Phillip Fisher Frink | 214873 | 2 | 02/24/2012 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Bradley Lester Swain | 2642336 | 3 | 02/02/2012 | Customer Dispute | Settled | $12,210.00 | $0.00 | See FINRA Report |
| Robin Curt Holcomb | 1540021 | 7 | 01/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Mitchell Lask | 1197268 | 18 | 12/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 10/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Aaron | 2619073 | 2 | 10/04/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Aaron | 2619073 | 2 | 09/30/2011 | Customer Dispute | Settled | $951,135.00 | $0.00 | See FINRA Report |
| Thomas A Packer | 1805351 | 5 | 09/23/2011 | Customer Dispute | Settled | $1,465,320.00 | $0.00 | See FINRA Report |