Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Francis Cleary | 2676518 | 3 | 04/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Daniel Trager | 4308765 | 1 | 04/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Louis Caudillo | 2155863 | 4 | 10/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas A Packer | 1805351 | 5 | 08/23/2012 | Customer Dispute | Settled | $7,203.30 | $0.00 | See FINRA Report |
| Kevin Michael Sesny | 2538136 | 2 | 07/06/2012 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Mark Scott Rogers | 2209708 | 2 | 07/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tuan Minh Tran | 4163921 | 1 | 06/29/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Duvall Lee | 2642980 | 4 | 06/06/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 06/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 03/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |