Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Sandeman | 831384 | 3 | 01/17/2014 | Customer Dispute | Settled | $161,054.00 | $0.00 | See FINRA Report |
| Robert Francis Tansey | 1222751 | 2 | 12/20/2013 | Customer Dispute | Settled | $860,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Sesny | 2538136 | 2 | 11/05/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robin Curt Holcomb | 1540021 | 7 | 10/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Arnold | 2854371 | 3 | 09/12/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Scott Rogers | 2209708 | 2 | 08/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 07/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chadwick C Collins | 2597677 | 8 | 06/10/2013 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Lawrence Staples Brown | 1030908 | 1 | 05/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 04/16/2013 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |