Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Curt Holcomb | 1540021 | 7 | 04/15/1999 | Customer Dispute | Settled | $34,682.10 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 03/18/1999 | Customer Dispute | Settled | $123,900.00 | $0.00 | See FINRA Report |
| Robin Curt Holcomb | 1540021 | 7 | 12/21/1998 | Customer Dispute | Settled | $353,600.00 | $0.00 | See FINRA Report |
| Richard Joseph Frank | 1544503 | 8 | 11/22/1998 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 11/19/1998 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Marc Michael Miller | 1133692 | 2 | 04/06/1998 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Russell Marvin Kautz | 2443326 | 4 | 12/15/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Marvin Kautz | 2443326 | 4 | 12/01/1997 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Ian Stieff | 2015785 | 3 | 03/27/1997 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Marc Michael Miller | 1133692 | 2 | 03/14/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |