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FINRA Broker Disclosures for Wedbush Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 94 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carol Valentin Munoz1890217212/14/1999Customer DisputeSettled$5,953.00$0.00See FINRA Report
Charles Paul Lazzaro304489911/03/1999Customer DisputeSettled$29,913.80$0.00See FINRA Report
Michael Duane Krmpotich275679308/23/1999Customer DisputeSettled$126,500.00$0.00See FINRA Report
Michael Duane Krmpotich275679306/14/1999Customer DisputeSettled$56,249.80$0.00See FINRA Report
Robin Curt Holcomb1540021704/15/1999Customer DisputeSettled$34,682.10$0.00See FINRA Report
Mark Fletcher Blalock8419671003/18/1999Customer DisputeSettled$123,900.00$0.00See FINRA Report
Robin Curt Holcomb1540021712/21/1998Customer DisputeSettled$353,600.00$0.00See FINRA Report
Barry Alan Ross4049271311/19/1998Customer DisputeSettled$5,000.00$0.00See FINRA Report
Marc Michael Miller1133692204/06/1998Customer DisputeSettled$25,000.00$0.00See FINRA Report
Daniel Ian Stieff2015785303/27/1997Customer DisputeSettled$475,000.00$0.00See FINRA Report

94 Results

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