Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roc William Willis | 1110815 | 2 | 01/14/2002 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 10/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 10/03/2001 | Customer Dispute | Settled | $212,216.00 | $0.00 | See FINRA Report |
| Calvin James Heck | 1025767 | 1 | 09/10/2001 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Roc William Willis | 1110815 | 2 | 08/07/2001 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| John Alex Drevon | 2150792 | 2 | 07/02/2000 | Customer Dispute | Settled | $7,574.79 | $0.00 | See FINRA Report |
| Michael F Stuart | 2346444 | 2 | 04/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Robert McParlane | 1148835 | 1 | 03/20/2000 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |
| Albert G Fong | 705434 | 1 | 01/13/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Hegstrom | 1761015 | 2 | 12/15/1999 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |